Definition

Let HH be a and let a\mathfrak a be a densely defined symmetric sesquilinear form, linear in the second variable, with domain D(a)HD(\mathfrak a)\subseteq H. Suppose a[u,u]mu2\mathfrak a[u,u]\geq m\|u\|^2 for some mRm\in\mathbb R. The associated quadratic form is q[u]=a[u,u]q[u]=\mathfrak a[u,u]. It is closed if D(a)D(\mathfrak a) is complete for the form norm

ua=(a[u,u]+(1m)u2)1/2.\|u\|_{\mathfrak a}= \bigl(\mathfrak a[u,u]+(1-m)\|u\|^2\bigr)^{1/2}.

Replacing mm by another gives an equivalent norm. Unlike a , a closed form is not defined by closure of the graph of the scalar-valued function qq.

Representation by an operator

The first representation theorem associates to every densely defined closed lower-semibounded form a\mathfrak a a unique self-adjoint operator AA with AmA\geq m. For any λ<m\lambda<m,

D(a)=D((Aλ)1/2)D(\mathfrak a)=D\bigl((A-\lambda)^{1/2}\bigr)

and

a[u,v]=(Aλ)1/2u,(Aλ)1/2v+λu,v.\mathfrak a[u,v] =\langle(A-\lambda)^{1/2}u,(A-\lambda)^{1/2}v\rangle +\lambda\langle u,v\rangle.

Thus form domains can be larger than operator domains while still determining the operator uniquely Kato, Chapter VI, §2.

Closability and completion

A lower-semibounded form is closable when it has a closed extension; its smallest closed extension is its closure. Equivalently, if un0u_n\to0 in HH and (un)(u_n) is Cauchy in the form norm, then a[un,un]0\mathfrak a[u_n,u_n]\to0 after shifting to a nonnegative form. This is a form criterion and is distinct from , even though the two theories interact through associated operators.

Examples and conventions

Every bounded symmetric form on all of HH is closed. On L2(Ω)L^2(\Omega), the Dirichlet energy a[u,v]=Ωuv\mathfrak a[u,v]=\int_\Omega\nabla u\cdot\overline{\nabla v} with domain H01(Ω)H_0^1(\Omega) is closed; its restriction to Cc(Ω)C_c^\infty(\Omega) is typically closable but not closed. More general literature defines closed sectorial forms using the real part of a shifted form. Without symmetry or a sectoriality hypothesis, “closed quadratic form” requires an explicit convention and cannot be inferred from the norm above.

References
  1. Tosio Kato, Perturbation Theory for Linear Operators, 2nd ed., corrected reprint, Springer, 1995. DOI record. Relevant: Chapter VI, §§1–2 on closed sectorial forms and representation theorems.
  2. Michael Reed and Barry Simon, Methods of Modern Mathematical Physics I: Functional Analysis, Academic Press, 1972. Publisher record. Relevant: Chapter VIII on closed semibounded quadratic forms and associated self-adjoint operators.