Microcanonical entropy from the density of states

Defines the density of states and constructs microcanonical (Boltzmann) entropy as k_B log Ω(E), linking phase-space volume to thermodynamics.
Microcanonical entropy from the density of states

The microcanonical construction expresses entropy as the logarithm of the number (or volume) of accessible microstates at fixed energy. The key intermediate object is the Ω(E)\Omega(E) (sometimes also called the “surface” phase-space volume).

This construction underlies the and provides the bridge from to macroscopic thermodynamics (compare ).

Density of states and cumulative phase-space volume

For a classical system with H(q,p)H(q,p) on Γ\Gamma, define the cumulative phase-space volume

Γ(E)  =  Γ1{H(q,p)E}dω, \Gamma(E) \;=\; \int_{\Gamma} \mathbf{1}\{H(q,p)\le E\}\,\mathrm{d}\omega,

where dω\mathrm{d}\omega is the .

The density of states is, formally,

Ω(E)  =  ddEΓ(E), \Omega(E) \;=\; \frac{\mathrm{d}}{\mathrm{d}E}\Gamma(E),

and can be represented (heuristically) by a Dirac delta integral

Ω(E)  =  Γδ ⁣(H(q,p)E)dω. \Omega(E) \;=\; \int_{\Gamma} \delta\!\big(H(q,p)-E\big)\,\mathrm{d}\omega.

In many rigorous treatments one replaces the delta by a thin energy window and works with a EHE+ΔEE\le H\le E+\Delta E.

Microcanonical measure on an energy shell

The microcanonical ensemble is the uniform distribution over the energy surface (or shell). One convenient description is via the :

AE  =  1Ω(E)ΓA(q,p)δ ⁣(H(q,p)E)dω, \langle A\rangle_{E} \;=\; \frac{1}{\Omega(E)}\int_{\Gamma} A(q,p)\,\delta\!\big(H(q,p)-E\big)\,\mathrm{d}\omega,

again interpreted as a limit of averages over shells when needed.

Entropy from Ω(E)

The microcanonical (Boltzmann) entropy is defined by

S(E)  =  kBlogΩ(E), S(E) \;=\; k_B \,\log \Omega(E),

where kBk_B is the .

Some authors instead use kBlogΓ(E)k_B\log\Gamma(E) (the “Gibbs volume entropy”). For macroscopic systems these definitions typically agree at the level relevant for thermodynamics (their difference is subextensive under suitable conditions), but the distinction can matter in small systems or when discussing monotonicity properties.

Thermodynamic interpretation: temperature from derivatives

The microcanonical entropy determines temperature through its derivative:

1T(E)  =  SE(E), \frac{1}{T(E)} \;=\; \frac{\partial S}{\partial E}(E),

consistent with . Equivalently, the microcanonical inverse temperature is β(E)=ES(E)/kB\beta(E)=\partial_E S(E)/k_B, matching the notion in .

This derivative is the starting point for .

Why log Ω(E)?

  • Counting/volume principle: Ω(E)\Omega(E) measures “how many” microstates realize energy EE (as a phase-space volume); entropy is the log of multiplicity.
  • Additivity: For weakly interacting subsystems, densities of states approximately convolve, making logΩ\log \Omega approximately additive (extensive) in the .
  • Equilibrium as typicality: In large systems, most microstates in the shell concentrate near a macrostate maximizing entropy, connecting this construction to .

Finally, Ω(E)\Omega(E) is also the bridge to the canonical ensemble: the canonical partition function is (formally) a Laplace transform of Ω(E)\Omega(E), which is developed in .