Cluster expansion (construction)

Write log of the partition function as a convergent sum over connected clusters (polymers/graphs), typically in a high-temperature or low-activity regime.
Cluster expansion (construction)

A cluster expansion is a systematic way to rewrite the logarithm of a finite-volume partition function as a sum of connected contributions. It is the workhorse behind rigorous high-temperature/low-density results: analyticity of the free energy, existence of the , and decay of correlations.

Polymer representation

In many lattice and continuum settings (e.g. models on a inside a ), one first rewrites the finite-volume partition function—such as the or the —in polymer-gas form:

ZΛ  =  Γcompatible  γΓw(γ). Z_\Lambda \;=\; \sum_{\Gamma \,\text{compatible}} \;\prod_{\gamma\in\Gamma} w(\gamma).

Here:

  • Λ\Lambda is a finite region (volume).
  • PΛ\mathcal P_\Lambda is a collection of “polymers” γ\gamma (typically localized objects: contours, connected sets, interaction blocks).
  • w(γ)w(\gamma) is the polymer activity (weight).
  • A set ΓPΛ\Gamma\subset \mathcal P_\Lambda is compatible if its polymers do not overlap (or otherwise satisfy a model-dependent compatibility rule).

This representation is the starting point for the general in regimes where interactions can be treated perturbatively.

Cluster expansion for logZΛ\log Z_\Lambda

The cluster expansion is the identity

logZΛ  =  n11n!(γ1,,γn)PΛnϕT(γ1,,γn)  i=1nw(γi), \log Z_\Lambda \;=\; \sum_{n\ge 1}\frac{1}{n!} \sum_{(\gamma_1,\dots,\gamma_n)\in\mathcal P_\Lambda^n} \phi^T(\gamma_1,\dots,\gamma_n)\; \prod_{i=1}^n w(\gamma_i),

where ϕT(γ1,,γn)\phi^T(\gamma_1,\dots,\gamma_n) is the truncated (connected) coefficient. For a polymer gas with a hard incompatibility relation, define

f(γi,γj)={1,γi incompatible with γj,0,γi compatible with γj. f(\gamma_i,\gamma_j)= \begin{cases} -1, & \gamma_i \text{ incompatible with } \gamma_j,\\ 0, & \gamma_i \text{ compatible with } \gamma_j. \end{cases}

Then one convenient formula is

ϕT(γ1,,γn)  =  G connected graphon {1,,n} (i,j)E(G)f(γi,γj). \phi^T(\gamma_1,\dots,\gamma_n) \;=\; \sum_{\substack{G\ \text{connected graph}\\\text{on }\{1,\dots,n\}}} \ \prod_{(i,j)\in E(G)} f(\gamma_i,\gamma_j).

Only connected graphs contribute, which is why logZΛ\log Z_\Lambda is a sum over connected “clusters.”

This “connected vs disconnected” structure is the same reason derivatives of logZ\log Z produce cumulants and connected correlators (see and ).

Convergence and consequences

A cluster expansion becomes useful when the right-hand side converges absolutely and uniformly in Λ\Lambda. A standard sufficient condition is of Kotecký–Preiss/Dobrushin type: there exists a size function a(γ)0a(\gamma)\ge 0 such that for every polymer γ\gamma,

γ≁γw(γ)ea(γ)    a(γ), \sum_{\gamma' \not\sim \gamma} |w(\gamma')|\, e^{a(\gamma')} \;\le\; a(\gamma),

where γ≁γ\gamma'\not\sim \gamma means “incompatible.”

When such a condition holds:

Physical interpretation

The expansion organizes thermodynamics by interaction clusters: a cluster term represents a small group of degrees of freedom whose interactions cannot be factorized into independent pieces. Disconnected collections factorize in ZΛZ_\Lambda but cancel in logZΛ\log Z_\Lambda, leaving only genuinely collective contributions.

A canonical continuum example of the same connected-graph mechanism is the for gases.