Canonical ensemble from the microcanonical ensemble

Derives the canonical distribution for a subsystem coupled to a large reservoir, and relates Z(β) to the Laplace transform of the density of states.
Canonical ensemble from the microcanonical ensemble

The canonical ensemble can be constructed from the microcanonical ensemble by considering a small subsystem weakly coupled to a large heat bath. This derivation explains why Boltzmann weights appear and clarifies the meaning of the inverse temperature β\beta as a derivative of microcanonical entropy.

It complements the direct definition of the and connects to the microcanonical entropy built from the (see ).

Microcanonical starting point: system + bath

Consider a total isolated system composed of a subsystem SS and a bath (reservoir) BB, with total energy fixed at EtotE_{\mathrm{tot}}. Assume:

  1. The coupling between SS and BB is weak, so energies add approximately:

    EtotES+EB. E_{\mathrm{tot}} \approx E_S + E_B.
  2. The composite system is described by the at energy EtotE_{\mathrm{tot}} (or in a thin ).

Let ss denote a microstate of SS with energy ES(s)E_S(s). Under the microcanonical distribution of the composite system, the probability of observing SS in microstate ss is proportional to the number of compatible bath microstates at energy EB=EtotES(s)E_B=E_{\mathrm{tot}}-E_S(s):

P(s)    ΩB ⁣(EtotES(s)), \mathbb{P}(s) \;\propto\; \Omega_B\!\big(E_{\mathrm{tot}}-E_S(s)\big),

where ΩB\Omega_B is the bath density of states.

Entropy expansion and emergence of the Boltzmann weight

Write the bath microcanonical entropy as

SB(E)  =  kBlogΩB(E), S_B(E) \;=\; k_B \log \Omega_B(E),

as in .

If the bath is much larger than the subsystem, then ESE_S is a small perturbation on the bath energy scale, and one expands:

SB(EtotES)  =  SB(Etot)(SBE)EtotES+higher-order terms. S_B(E_{\mathrm{tot}}-E_S) \;=\; S_B(E_{\mathrm{tot}}) -\left(\frac{\partial S_B}{\partial E}\right)_{E_{\mathrm{tot}}} E_S +\text{higher-order terms}.

Exponentiating and using ΩB(E)=exp(SB(E)/kB)\Omega_B(E)=\exp(S_B(E)/k_B) gives

ΩB(EtotES)    ΩB(Etot)exp ⁣(βES), \Omega_B(E_{\mathrm{tot}}-E_S) \;\approx\; \Omega_B(E_{\mathrm{tot}})\,\exp\!\left(-\beta\,E_S\right),

with

β  =  1kB(SBE)Etot. \beta \;=\; \frac{1}{k_B}\left(\frac{\partial S_B}{\partial E}\right)_{E_{\mathrm{tot}}}.

This identifies β\beta with the bath inverse temperature, matching and the microcanonical derivative rule in .

Therefore,

P(s)    eβES(s), \mathbb{P}(s) \;\propto\; e^{-\beta E_S(s)},

which is exactly the canonical Boltzmann weight.

Normalizing over subsystem microstates produces the :

ZS(β)  =  seβES(s)(discrete states),ZS(β)  =  eβHS(x)dμS(x)(continuous phase space). Z_S(\beta) \;=\; \sum_{s} e^{-\beta E_S(s)} \quad\text{(discrete states)}, \qquad Z_S(\beta) \;=\; \int e^{-\beta H_S(x)}\,\mathrm{d}\mu_S(x) \quad\text{(continuous phase space)}.

Laplace transform relation: Z as a transform of Ω

The same relationship can be expressed directly in terms of the subsystem density of states ΩS(E)\Omega_S(E). Formally,

ZS(β)  =  ΩS(E)eβEdE, Z_S(\beta) \;=\; \int \Omega_S(E)\,e^{-\beta E}\,\mathrm{d}E,

so the canonical ensemble is a Laplace-transform reweighting of the microcanonical counting measure. This is the analytic backbone of the equivalence between ensembles in the .

Under suitable convexity/regularity assumptions, the dominant contribution to this integral at large system size is governed by a saddle point, and the canonical free energy becomes a Legendre-type transform of the microcanonical entropy density (compare and ).

Physical interpretation and limits of the construction

  • Why it works: the bath entropy is extensive, so its derivative ESB\partial_E S_B changes slowly when energy is exchanged with a small subsystem. That is the precise sense in which the bath “imposes” an approximately constant temperature on SS.
  • Fluctuations: canonical energy fluctuations of SS arise because ESE_S is not fixed; they are encoded by derivatives of logZS\log Z_S (see ).
  • Ensemble equivalence: in large systems with short-range interactions and no phase coexistence pathologies, microcanonical and canonical descriptions yield the same thermodynamics; outside these regimes, equivalence can fail and the microcanonical entropy may be nonconcave.

This subsystem–reservoir derivation is the standard conceptual route from isolated dynamics (microcanonical) to thermal equilibrium at fixed temperature (canonical).