KMS condition in finite quantum systems

Equilibrium characterization: analyticity in imaginary time and ω(Aτt(B))=ω(τt+iβ(B)A) for dynamics generated by H.
KMS condition in finite quantum systems

Let H\mathcal H be finite-dimensional and let HH be the Hamiltonian ( ). The Heisenberg time evolution on the observable algebra ( ) is the one-parameter group

τt(A)  =  eitHAeitH,tR. \tau_t(A)\;=\;e^{itH}Ae^{-itH}, \qquad t\in\mathbb R.

Fix β>0\beta>0 ( ). A state ω\omega (equivalently, a density operator state ) is said to satisfy the β\beta-KMS condition with respect to τt\tau_t if for every pair of observables A,BA,B there exists a complex-valued function FA,B(z)F_{A,B}(z) such that:

  • FA,B(z)F_{A,B}(z) is analytic in the open strip 0<Imz<β0<\operatorname{Im} z<\beta and continuous on its closure,
  • for all real tt, FA,B(t)  =  ω ⁣(Aτt(B)),FA,B(t+iβ)  =  ω ⁣(τt(B)A). F_{A,B}(t)\;=\;\omega\!\big(A\,\tau_t(B)\big), \qquad F_{A,B}(t+i\beta)\;=\;\omega\!\big(\tau_t(B)\,A\big).

In finite dimension, one can write τt+iβ(B)\tau_{t+i\beta}(B) explicitly as

τt+iβ(B)  =  eitHeβHBeβHeitH, \tau_{t+i\beta}(B)\;=\;e^{itH}\,e^{-\beta H}\,B\,e^{\beta H}\,e^{-itH},

so the boundary condition can equivalently be stated as

ω ⁣(Aτt(B))  =  ω ⁣(τt+iβ(B)A). \omega\!\big(A\,\tau_t(B)\big)\;=\;\omega\!\big(\tau_{t+i\beta}(B)\,A\big).

Physical interpretation

The KMS condition is a precise, representation-independent way to say that the state ω\omega is in thermal equilibrium for the dynamics generated by HH.

Two physical features are built in:

  • Imaginary-time structure: equilibrium correlation functions extend to complex time and satisfy a specific shift relation by iβi\beta (“imaginary-time periodicity”).
  • Detailed balance / equilibrium symmetry: the swap Aτt(B)τt(B)AA\tau_t(B)\leftrightarrow \tau_t(B)A after an imaginary-time shift is the operator-algebraic form of thermal balance.

These features control the behavior of thermal two-point functions ( ) and underlie fluctuation–dissipation relations in linear response.

Key properties

  1. Gibbs states satisfy KMS.
    The Gibbs state ( )

    ρβ  =  eβHTr(eβH) \rho_\beta\;=\;\frac{e^{-\beta H}}{\operatorname{Tr}(e^{-\beta H})}

    defines ωβ(A)=Tr(ρβA)\omega_\beta(A)=\operatorname{Tr}(\rho_\beta A), and ωβ\omega_\beta is a β\beta-KMS state for τt\tau_t.

  2. Uniqueness for full matrix algebras.
    For the full observable algebra B(H)\mathcal B(\mathcal H) in finite dimension, the β\beta-KMS state for the Hamiltonian dynamics is unique and equals the Gibbs state.

  3. Time-translation invariance.
    Any β\beta-KMS state ω\omega is stationary:

    ω(τt(A))  =  ω(A) \omega(\tau_t(A))\;=\;\omega(A)

    for all AA and tt. This formalizes equilibrium as invariance under the system’s own time evolution.

  4. Imaginary-time boundary condition for correlators.
    If one defines the thermal correlator GA,B(t)=ω(Aτt(B))G_{A,B}(t)=\omega(A\tau_t(B)), then KMS gives

    GA,B(t+iβ)  =  ω(τt(B)A), G_{A,B}(t+i\beta)\;=\;\omega(\tau_t(B)A),

    which is the fundamental identity behind the periodicity properties of Matsubara (imaginary-time) correlators.

  5. Finite-dimensional regularity.
    In finite dimension, all observables are bounded and the map zω(Aτz(B))z\mapsto \omega(A\tau_z(B)) can be constructed explicitly using matrix exponentials, so the analytic continuation required by the KMS condition is technically straightforward.